http://www.silicon.com Results for FSA en-us http://www.silicon.com/i/s/feeds/simple_logo.gif http://www.silicon.com 124 50 News feed from silicon.com http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60817475p,00.htm Regulators, such as the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), the Financial Services Authority (FSA) and others have established regulations regarding the appropriate use and management of the... editorial@silicon.com (Silicon Editorial) Fri, 13 Nov 2009 23:00:00 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60642185p,00.htm This white paper is designed to give technical staff, project managers, and file server experts an overview of Symantec Enterprise Vault File System Archiving (FSA). Enterprise Vault surpasses the scope, ability and performance of typical file... editorial@silicon.com (Silicon Editorial) Wed, 05 Aug 2009 01:21:13 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60636849p,00.htm This paper describes how to quickly configure and deploy the Sun Storage 7110 Unified Storage System (also referred to as "Appliance") for Symantec Enterprise Vault and how to set up a File System Archive (FSA). editorial@silicon.com (Silicon Editorial) Fri, 31 Jul 2009 01:21:20 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://software.silicon.com/security/0,39024655,39462539,00.htm The Financial Services Authority (FSA) fined HSBC Life £1,610,000, HSBC Actuaries £875,000 and HSBC Insurance Brokers £700,000 - making a total of £3m in penalties between them. Due to the fact the three firms settled with the FSA, their fines were... editorial@silicon.com (Silicon Editorial) Wed, 22 Jul 2009 16:10:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60604435p,00.htm This study develops a method to build Finite State Automaton (FSA) that models the dependencies between the Operating-System (OS)-level events recorded in the audit logs of a Windows NT machine. The FSA model contains both sequential and branching... editorial@silicon.com (Silicon Editorial) Sat, 20 Jun 2009 01:21:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/research/specialreports/maximising-business-intelligence/real-world-business-intelligence-39438311.htm B&B uses its BI systems for a variety of information management tasks ranging from calculating risks on mortgage lending to providing regulatory reporting to authorities such as the FSA and the Bank of England. editorial@silicon.com (Silicon Editorial) Fri, 05 Jun 2009 13:21:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60597016p,00.htm FSA Group serves Australians who need help controlling their debt. To address this challenge, FSA Group worked with CommVault - a Microsoft Gold Certified Partner - to deploy CommVault Simpana software for data management, archiving, replication... editorial@silicon.com (Silicon Editorial) Sat, 30 May 2009 01:19:27 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60587036p,00.htm The FSA has consulted on a new complaints rulebook for firms (new DISP), as part of its shift towards principle-based regulation, alongside the general rewrite of its Conduct of Business rules. This paper assesses the rule changes proposed in... editorial@silicon.com (Silicon Editorial) Fri, 01 May 2009 01:18:56 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://whitepapers.silicon.com/0,39024759,60586701p,00.htm Customer feedback is used as a means to drive improvements to the business and to cement the company's ongoing commitment to the FSA's Treating Customers Fairly (TCF) guidelines. Bradford & Bingley is a UK-based financial services institution. editorial@silicon.com (Silicon Editorial) Thu, 30 Apr 2009 01:19:11 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39373593,00.htm The Financial Services Authority (FSA) on Wednesday called for substantial investment in banking IT, as part of proposals to speed up the time it takes for customers to get their money back when a bank fails. editorial@silicon.com (Silicon Editorial) Fri, 09 Jan 2009 07:22:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39362815,00.htm The Financial Services Authority's (FSA) new strategic reporting system has drawn the ire of its users despite having its budget increased to the tune of £5m. However, the FSA admits the system has recently been dogged with "performance and... editorial@silicon.com (Silicon Editorial) Wed, 10 Dec 2008 11:39:01 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39338784,00.htm The website currently only offers financial spread betting - and a high low betting game based on movements of the FTSE 100 - as it awaits authorisation from the FSA, expected in early 2009. Online betting exchange Betfair has spun off a new... editorial@silicon.com (Silicon Editorial) Mon, 10 Nov 2008 13:44:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39300670,00.htm Locke said the industry as a whole has been put on alert by the FSA to review its data security protocols. It's not hard to see that the UK financial services landscape is changing in quite fundamental ways. editorial@silicon.com (Silicon Editorial) Thu, 09 Oct 2008 16:50:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39285285,00.htm In December 2007 the FSA fined Norwich Union Life £1.26m for various shortcomings in information security and fraud prevention. In the UK the FSA is clear that the ultimate responsibility for a control failure remains with the client not the... editorial@silicon.com (Silicon Editorial) Tue, 09 Sep 2008 09:00:00 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39282261,00.htm Independent financial advisor group Independent Financial Services (IFS) has signed a deal to implement scanners in 100 offices, to keep client documents safe in light of FSA regulation. The decision to digitise the company's paperwork was in part... editorial@silicon.com (Silicon Editorial) Mon, 01 Sep 2008 13:00:01 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39205084,00.htm The Financial Services Authority (FSA) has warned the banking industry to shape up their attitudes to securing sensitive data and customer information. One of the recommendations the FSA made as a result of the audit was that finance firms should... editorial@silicon.com (Silicon Editorial) Fri, 25 Apr 2008 12:45:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/research/specialreports/datalockdown/0,3800014480,39184600,00.htm The Nationwide's £980,000 fine by the FSA in February last year following the theft of a laptop with unencrypted data highlights that. Compliance. The word strikes fear into the heart of even the hardened executive. editorial@silicon.com (Silicon Editorial) Tue, 08 Apr 2008 14:54:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39183833,00.htm The Financial Services Authority (FSA) has been informed about the loss and the bank faces a possible investigation, with the risk of a fine if a lapse in security is found. A spokesman for the FSA said: "We look to firms to put controls in place... editorial@silicon.com (Silicon Editorial) Mon, 07 Apr 2008 12:23:02 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://www.silicon.com/financialservices/0,3800010322,39170351,00.htm FSA upgrades tech to improve MiFID monitoring ♦ The Financial Services Authority (FSA) is now looking into how well firms are complying with MiFID, looking at issues such as disclosure of information and best execution, but when asked how MiFID... editorial@silicon.com (Silicon Editorial) Thu, 13 Mar 2008 11:05:01 +0000 http://chkpt.zdnet.com/chkpt/siliconfeed/http://services.silicon.com/itoutsourcing/0,3800004871,39169868,00.htm Diligenta is a UK-based, FSA regulated subsidiary of Tata Consultancy Services. Sun Life Financial of Canada (SLF) has signed a £100m contract for Diligenta to provide it with business process outsourcing (BPO) services. editorial@silicon.com (Silicon Editorial) Thu, 31 Jan 2008 08:30:00 +0000